ð OECD Due Diligence Guidance â Compliance with BRAND
Overview of the OECD Guidance
The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas is the internationally recognized gold standard for risk-based supply chain due diligence. Originally designed for the mineral and metals sector, it has since been adopted by companies and standards bodies across sectors including jewellery, electronics, apparel, and agriculture.
The Guidance outlines a 5-Step Framework that helps companies identify, assess, and address actual and potential adverse impacts in their supply chainsâespecially when sourcing from Conflict-Affected and High-Risk Areas (CAHRAs).

This approach is now embedded in many legal and voluntary standards, including:
RJC COP & COC
EU Conflict Minerals Regulation
EU CSDDD (Draft)
SA8000:2025/6
UNGPs & ILO Conventions
The 5-Step Framework
ð¹ Step 1: Establish Strong Company Management Systems
- Develop policies and procedures for responsible sourcing
- Maintain supplier codes of conduct and contractual obligations
- Train staff and suppliers
ð¹Step 2: Identify & Assess Risks in the Supply Chain
- Collect supplier information
- Map supply chains to the source
- Assess risk of association with conflict or human rights violations
ð¹ Step 3: Design & Implement a Strategy to Respond to Identified Risks
- Assign accountability
- Suspend or disengage from high-risk suppliers if necessary
- Collaborate to build supplier capacity
ð¹ Step 4: Carry Out Independent Third-Party Audit
- Conduct or participate in audits focused on conflict minerals or human rights
- Retain credible records
ð¹ Step 5: Publicly Report on Due Diligence
- Publish supply chain due diligence statements
- Communicate with stakeholders on risk mitigation and findings
How BRAND Supports OECD-Aligned Due Diligence

Step 1: Management System Foundation
- Policy Repository:Â Store and version-control policies, training materials, and supply agreements
- Staff & Supplier Training Logs:Â Document participation, completion dates, and refresher intervals
- Clause Tagging:Â Link documents directly to OECD expectations or equivalent clauses in aligned standards

Step 2: Risk Identification & Assessment
- Supply Chain Mapping:Â Interactive mapping of upstream suppliers to tier 2/3, including origins and transit countries
- Automated Risk Profiling:Â Score suppliers based on geography, sector, CAHRA exposure, and audit history
- Document Collection:Â Collect origin information, transport documentation, and supplier declarations
- Red Flag Indicators:Â Alerts for missing data, unverifiable origin, or presence in CAHRAs
Step 3: Risk Mitigation & Engagement
- CAPA Tools:Â Assign corrective actions based on specific risk findings
- Supplier Communication Log:Â Track emails, site visits, and capacity-building initiatives
- Escalation Settings:Â Automatically flag repeat issues or high-risk suppliers to senior managers
Step 4: Third-Party Audits
- Audit Repository:Â Centralize all third-party audit reports, self-assessments, and corrective actions
- Audit Trail Logs:Â Ensure traceability of any changes or updates to supplier risk profiles
- Reviewer Access:Â Enable external auditors to access secure supplier folders for validation

Step 5: Reporting & Transparency
- Due Diligence Statement Generator:Â Export templated reports aligned with OECD and CSDDD expectations
- Dashboard Summary Reports:Â Create visual summaries of supply chain risk and remediation
- Evidence-Linked Reports:Â Provide traceability for each claim with document reference
Use Cases
Identifying gold, tungsten, or diamond suppliers operating in CAHRAs
Generating annual OECD-aligned due diligence reports for publication
Demonstrating compliance for RJC, COC, or EU disclosure obligations
Screening artisanal mining sources for elevated risk and developing action plans

Summary
BRAND takes the complexity out of OECD due diligence by guiding your team through each stepâfrom policy to public disclosureâwith real-time alerts, structured documentation, and a clear audit trail. Whether used for legal compliance, standard certification, or investor assurance, BRAND ensures your due diligence stands up to scrutiny.